Consultant Gig #810 Manager Level Risk Consultant–Licence Management

The role will be responsible for supporting ERM Business Unit teams in Licence Management functions to implement and maintain a robust licence management framework across the Group. Licence Management will ensure:
  • Efficiencies through centralisation to provide consistent processes; Group-wide oversight and control and SME capability
  • Assist in the coordination of annual licence reviews (e.g. AFSL, ACL), periodical declarations and regulatory submissions
  • Assist in the coordination of engagement with auditors (internal/external).

Skills and experience required:

  • Working knowledge of AFSL conglomerate audits, licence management specifically Responsible Person appointments, conflicts, delegations of authority
  • Understanding of financial services legislation-Regulatory compliance knowledge of ASIC and APRA specifically as they relate to financial institutions
  • Minimum of 3-5 years working in regulatory, risk and compliance or financial services sector
  • Strong understanding of the financial services industry, relevant regulators (e.g. ASIC and APRA), current and proposed financial services regulatory and legislative requirements
  • Demonstrated experience in establishing and maintaining effective stakeholder relationships at a range of levels, ability to engage stakeholders and a proven ability to manage change effectively



Start: Immediate September start, duration 3-months

Location: Sydney preferred, but Melbourne and Brisbane will be considered for exceptional candidates

Rates: The net rate to the consultant will be $1,250 + GST per day

Close date: No later than Monday 20th September 2021, 12-noon AEST





Consultant Gig #821–SYDNEY– Finance Manager

A leading economic research and consultancy firm is looking to hire a maternity cover for the Finance Manager to manage our finance team in Australia and coordinate the Finance requirements across the Group.