Situation
A leading financial services provider has engaged ICG to support its compliance uplift, ensuring its framework remains fit-for-purpose, aligned with regulatory expectations, and scalable for future growth. With increasing regulatory complexity, the client sought a pragmatic, expert-led solution that enhances compliance capability while maintaining operational efficiency.
ICG was selected for its ability to curate a world-class team of regulatory and risk professionals, providing deep expertise, strategic insights, and hands-on execution support.
Solution
ICG is delivering a targeted compliance review. Key elements of the engagement include:
✔ Regulatory Gap Assessment – A structured review of the client’s compliance landscape against key regulatory requirements.
✔ Compliance Maturity Roadmap – A strategic plan to strengthen compliance while enabling business growth.
✔ Stakeholder Engagement & Implementation Support – Ensuring alignment across leadership and operational teams.
Outcome
ICG’s ability to rapidly mobilise a highly experienced team was a key factor in securing this engagement. The client recognised ICG’s depth of expertise and flexible consulting model, which enables tailored solutions without the constraints of a traditional consulting approach.
Congratulations to the Winning Team
- David Moloney – Relationship Partner, Opportunity Lead
- Luke Wajsbrem – Governance, Risk & Compliance Practice Leader, and Project Manager
- ICG Expert Panel (as required) – Consisting of HR and change management, IT, and compliance specialists from Australia and overseas
Call to Action
This engagement reinforces ICG’s position as a trusted partner for financial services clients seeking expert-driven, pragmatic solutions to complex compliance challenges.
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