The role will be responsible for supporting ERM Business Unit teams in Licence Management functions to implement and maintain a robust licence management framework across the Group. Licence Management will ensure:
- Efficiencies through centralisation to provide consistent processes; Group-wide oversight and control and SME capability
- Assist in the coordination of annual licence reviews (e.g. AFSL, ACL), periodical declarations and regulatory submissions
- Assist in the coordination of engagement with auditors (internal/external).
Skills and experience required:
- Working knowledge of AFSL conglomerate audits, licence management specifically Responsible Person appointments, conflicts, delegations of authority
- Understanding of financial services legislation-Regulatory compliance knowledge of ASIC and APRA specifically as they relate to financial institutions
- Minimum of 3-5 years working in regulatory, risk and compliance or financial services sector
- Strong understanding of the financial services industry, relevant regulators (e.g. ASIC and APRA), current and proposed financial services regulatory and legislative requirements
- Demonstrated experience in establishing and maintaining effective stakeholder relationships at a range of levels, ability to engage stakeholders and a proven ability to manage change effectively
Logistics:
Start: Immediate September start, duration 3-months
Location: Sydney preferred, but Melbourne and Brisbane will be considered for exceptional candidates
Rates: The net rate to the consultant will be $1,250 + GST per day
Close date: No later than Monday 20th September 2021, 12-noon AEST